Corporate Events Management

Corporate event processing and management to support timely and accurate execution

What we do

OUR VALUE

Combining resilience, transparency and trusted market access, we deliver a proven corporate event servicing model that integrates advanced technology, global expertise and robust operational frameworks.

How we help

SOLUTION HIGHLIGHTS

01

Corporate Events Management

Voluntary and mandatory corporate action notification, processing and income collection with contractual postings supports prompt and accurate event execution. Market leading corporate governance solutions assist through proxy voting and securities litigations.

02

Transparency Through Data

We offer real-time notifications and response capture for corporate events and income processing. Proactive execution and transparency is driven by automated reminders, real-time reporting, detailed status updates via BNY NEXEN® personalized dashboards, SWIFT and API-powered notifications.

03

Trusted Connections to Markets

We are a leader in the U.S. market for corporate event processing and offer competitive response deadlines in direct markets. We support mandatory and voluntary corporate events across 90+ markets as well as established connections to alternative data sources and service providers. For proxy voting, we facilitate trusted and efficient ballot distribution and vote collection. For Class Actions, we provide transparency, market intelligence to securities litigations including claim management and payment tracking and posting.

04

Income and Contractual Posting

We deliver faster access to funds in over 40+ eligible markets with dividend and interest pre-crediting, prompt crediting upon receipt and reconciliation across all other non-participant markets. We provide accurate netting of fees and taxes before proceeds crediting, and immediate client payment notification via preferred channels for complete transparency.

What we offer

PRODUCTS & SERVICES

Voluntary & Mandatory Corporate Action Processing

High-risk Corporate Action Dashboard

Income Collection & Contractual Postings

Proxy Voting

Class Actions

Voluntary corporate action processing involves managing events where shareholders have the option to participate, such as rights issues or tender offers, which require proactive client response management. Mandatory corporate action processing covers events that affect all shareholders such as dividends or stock splits, with online notification and response to ensure timely and accurate processing.

Provides visibility into high-risk corporate action events by portfolio, helping to monitor and manage open event risks through customized risk calculations and event-level views. It helps improve oversight and reduce financial and operational risk with High, Medium or Low scores.

Offers pre-crediting of dividends and interest in more than 40 eligible markets for faster access to funds. In addition, we support prompt crediting upon receipt and reconciliation in non-participant markets.

We provide expertise for ballot distribution and vote collection, notification of global issuer meetings supported by SWIFT 15022 and 20222 integrations, as well as online real-time notifications, response capture and reporting via our strategic proxy voting provider portals.

Leverage our expertise to help identify litigation opportunities and notification/payment of known litigations through online reporting via our strategic class action provider. These services provide proactive client notifications and, depending on subscription chosen, claim tracking and payment collection.

What you gain

BENEFITS AT A GLANCE

Secure Your Assets

Safeguard income and entitlements with our comprehensive service including proxy voting and class-action expertise. Help minimize operational and reputational risk with automated workflows via BNY NEXEN®, proactive alerts, SWIFT messaging and APIs.

Generate Operational Alpha

Help reduce manual intervention and operational risk with streamlined corporate event processing. Support optimized liquidity management around corporate events with automated cash sweeping and FX instruction processing. Our securities lending solutions offer value from entitlement tracking posting and management of recalls across applicable event types. We also handle all corporate actions related activity as part of a comprehensive lending facility.

Enhance Your Decision-Making

Access real-time, actionable insights that support timely, informed decision-making. Detailed reports and alerts can enhance risk management and strategic planning for income and corporate actions. Comprehensive market intelligence and litigation notifications support voting and class action strategies.

Help Monetize Your Assets

Benefit from timely income and entitlement capture with efficient corporate event processing. Proxy voting and class action services can support maximized recoveries and protect assets. Integration with tax and cash management can help optimize asset use, while enhanced market access and operational excellence unlock value.