FIXED
Credit Ratings
ASSET CLASS |
MOODY'S |
S&P |
FITCH |
MORNINGSTAR DBRS |
|---|---|---|---|---|
| Long-term Senior Debt | Aa3 | A | AA- | AA |
| Subordinated Debt | A2 | A- | A | AA (Low) |
| Preferred Stock | Baa1 | BBB | BBB+ | A |
| Short-term Debt | P-1 | A-1 | F1+ | R-1 (Middle) |
| Outlook | Stable | Stable | Stable | Stable |
A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.
ASSET CLASS |
MOODY'S |
S&P |
FITCH |
MORNINGSTAR DBRS |
|---|---|---|---|---|
| Long-term Deposits | Aa1 | AA- | AA+ | AA (High) |
| Long-term Senior Debt | Aa2 | AA- | AA+ | AA (High) |
| Subordinated Debt | NR | A | NR | NR |
| Short-term Deposits | P-1 | A-1+ | F1+ | R-1 (High) |
| Commercial Paper | P-1 | A-1+ | F1+ | R-1 (High) |
| Outlook | Stable | Stable | Stable | Stable |
A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.
ASSET CLASS |
MOODY'S |
S&P |
FITCH |
MORNINGSTAR DBRS |
|---|---|---|---|---|
| Long-term Deposits | Aa1 | AA- | AA+ | AA (High) |
| Long-term Senior Debt | Aa21 | AA- | AA+ | AA (High) |
| Short-term Deposits | P-1 | A-1+ | F1+ | R-1 (High) |
| Outlook | Stable | Stable | Stable | Stable |
1Represents senior debt issuer default rating.
A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.
ASSET CLASS |
MOODY'S |
S&P |
FITCH |
MORNINGSTAR DBRS |
|---|---|---|---|---|
| Long-term Issuer Rating | Aa2 | AA- | AA+ | AA (High) |
| Short-term Deposits/Issuer Default | P-1 | A-1+ | F1+ | R-1 (High) |
| Outlook | Stable | Stable | Stable | Stable |
A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.
Long-Term Debt and Preferred Stock Issuances Outstanding
CUSIP/ Link |
Collateral Type |
Maturity Type |
Original Issue |
Maturity |
Coupon(%) |
Amount($MM) |
|---|---|---|---|---|---|---|
| 06406FAC7 | Senior | Callable | 5/2/2016 | 5/4/2026 | 2.800 | $750 |
| 06406FAE3 | Senior | Callable | 8/16/2016 | 8/17/2026 | 2.450 | $750 |
| 06406RAV9 | Senior | Callable | 7/27/2021 | 10/15/2026 | 1.050 | $500 |
| 06406RBA4 | Senior | Callable | 1/26/2022 | 1/26/2027 | 2.050 | $850 |
| 06406RBQ9 | Senior | Callable | 4/26/2023 | 4/26/2027 | 4.947 | $1,500 |
| 06406RAD9 | Senior | Callable | 5/16/2017 | 5/16/2027 | 3.250 | $750 |
| 06406RAF4 | Senior | Callable | 1/29/2018 | 1/29/2028 | 3.400 | $750 |
| 06406RAB3 | Senior | Callable | 2/7/2017 | 2/7/2028 | 3.442 | $1,000 |
| 06406RAH0 | Senior | Bullet | 4/30/2018 | 4/28/2028 | 3.850 | $900 |
| 06406RBG1 | Senior | Callable | 6/13/2022 | 6/13/2028 | 3.992 | $500 |
| 06406RAU1 | Senior | Callable | 4/26/2021 | 7/14/2028 | 1.650 | $500 |
| 06406RBY2 | Senior | Callable | 7/22/2024 | 7/21/2028 | SOFR+83 | $300 |
| 06406RBX4 | Senior | Callable | 7/22/2024 | 7/21/2028 | 4.89 | $600 |
| 06406RBL0 | Senior | Callable | 10/25/2022 | 10/25/2028 | 5.802 | $1,000 |
| 06406GAA9 | Subordinated | Callable | 10/31/2016 | 10/30/2028 | 3.000 | $500 |
| 06406RAZ0 | Senior | Callable | 10/25/2021 | 1/25/2029 | 1.900 | $400 |
| 06406RBN6 | Senior | Callable | 1/31/2023 | 2/1/2029 | 4.543 | $750 |
| 06406RBD8 | Senior | Callable | 4/26/2022 | 4/26/2029 | 3.850 | $350 |
| 06406YAA0 | Subordinated | Callable | 8/23/2017 | 8/23/2029 | 3.300 | $750 |
| 06406RBT3 | Senior | Callable | 10/28/2023 | 10/25/2029 | 6.317 | $900 |
| 06406RBV8 | Senior | Callable | 3/14/2024 | 3/14/2030 | 4.975 | $1,000 |
| 06406RBK2 | Senior | Callable | 7/26/2022 | 7/26/2030 | 4.596 | $500 |
| 06406RAR8 | Senior | Callable | 1/28/2021 | 1/28/2031 | 1.650 | $500 |
| 06406RAW7 | Senior | Callable | 7/27/2021 | 7/28/2031 | 1.800 | $500 |
| 06406RBB2 | Senior | Callable | 1/26/2022 | 1/26/2032 | 2.500 | $450 |
| 06406RBZ9 | Senior | Callable | 7/22/2024 | 7/21/2032 | 5.06 | $1,100 |
| 06406RBH9 | Senior | Callable | 6/13/2022 | 6/13/2033 | 4.289 | $750 |
| 06406RBM8 | Senior | Callable | 10/25/2022 | 10/25/2033 | 5.834 | $1,500 |
| 06406RBP1 | Senior | Callable | 1/31/2023 | 2/1/2034 | 4.706 | $750 |
| 06406RBR7 | Senior | Callable | 4/26/2023 | 4/26/2034 | 4.967 | $1,000 |
| 06406RBU0 | Senior | Callable | 10/25/2023 | 10/25/2034 | 6.474 | $1,100 |
| 06406RBW6 | Senior | Callable | 3/14/2024 | 3/14/2035 | 5.188 | $1,000 |
| 06406RCA3 | Senior | Callable | 11/20/2024 | 11/20/2035 | 5.225 | $750 |
| 06406YAB8 | Subordinated | Callable | 7/22/2024 | 7/21/2039 | 5.606 | $500 |
| 06406RCD7 | Senior | Callable | 6/10/2025 | 6/9/2028 | SOFR+68 | $500 |
| 06406RCH8 | Senior | Callable | 6/10/2025 | 6/9/2028 | 4.441 | $750 |
| 06406RCG0 | Senior | Callable | 1/22/2026 | 1/22/2030 | 4.026 | $1,250 |
| 06406RCK1 | Senior | Callable | 1/22/2026 | 1/22/2030 | SOFR+63 | $300 |
| 06406RCB1 | Senior | Callable | 2/11/2025 | 2/11/2031 | 4.942 | $1,250 |
| 06406RCJ4 | Senior | Callable | 6/10/2025 | 6/6/2036 | 5.316 | $750 |
| 06406RCL9 | Senior | Callable | 4/23/2026 | 4/23/2032 | 4.540 | $750 |
| 06406RCM7 | Senior | Callable | 4/23/2026 | 4/23/2037 | 5.085 | $750 |
CUSIP |
Collateral Type |
Maturity Type |
Original Issue |
Maturity |
Coupon(%) |
Amount($MM) |
|---|---|---|---|---|---|---|
| 06406MAU2 | Senior | Putable | 6/30/1998 | 6/30/2038 | Float | $17 |
| 06406MAV0 | Senior | Putable | 7/15/1998 | 6/30/2038 | Float | $10 |
| 06405LAH4 | Senior | Callable | 4/22/2025 | 4/20/2029 | 4.729 | $1,250 |
Effective Thursday, May 21, 2026, the ticker symbol representing interests in BNY’s Series A Preferred Stock is “BNY/P” and the ticker symbol representing interests in BNY’s Series K Preferred Stock is “BNY PRK”.
| CUSIP / Link to Prospectus |
Series |
Maturity Type |
Original Issue |
Payment |
Current Per Annum |
Carrying |
|---|---|---|---|---|---|---|
| 58551TAA5 | A | Perp/Call | 6/19/2007 | Quarterly | 3M SOFR + 0.26161% + 0.565% | $500 |
| 064058AF7 | F | Perp/Call | 8/1/2016 | First and third quarters | 4.625 | $990 |
| 064058AL4 | I | Perp/Call | 11/18/2021 | Quarterly | 3.750 | $1,287 |
| 064058AN0 | J | Perp/Call | 3/10/2025 | First and third quarters | 6.300 | $495 |
| 064058845 | K | Perp/Call | 3/14/2025 | Quarterly | 6.150 | $494 |
| 064058AR1 | L | Perp/Call | 9/10/2025 | Second and fourth quarters | 5.950 | $495 |
| 064058AS9 | M | Perp/Call | 3/5/2026 | Quarterly | 5.625 | $495 |
Bondholder Inquiries
1. The original bond certificate
2. Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions
Send via insured mail to:
BNY Corporate Trust
Transfers/Redemptions
500 Ross Street, Suite 625
Pittsburgh, PA 15262
If you have questions:
Send an e-mail to:
corporate.bond.research@bankofny.com
Call: +1 800 254 2826
1. A letter of instruction, outlining the details of your request
2. The original bond certificate
3. A fully completed Bond Power form, clearly identifying the new registration name and Tax ID. The Bond Power needs to be signed by the registered holder (or authorized person) and must be Medallion Signature Guaranteed.
4. Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions
Send via insured mail to:
BNY Corporate Trust
Transfers/Redemptions
500 Ross Street, Suite 625
Pittsburgh, PA 15262
If you have questions:
Send an e-mail to:
corporate.bond.research@bankofny.com
Call: +1 800 254 2826
1. A letter of instruction, outlining the details of your request
2. The original bond certificate
3. A fully completed Bond Power form, clearly identifying the new registration name and Tax ID. The Bond Power needs to be signed by the registered holder (or authorized person) and must be Medallion Signature Guaranteed.
4. Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions
Send via insured mail to:
BNY Corporate Trust
Transfers/Redemptions
500 Ross Street, Suite 625
Pittsburgh, PA 15262
If you have questions:
Send an e-mail to:
corporate.bond.research@bankofny.com
Call: +1 800 254 2826
* Note that if the transaction exceeds $14 million, additional requirements must be satisfied. To determine the additional requirements and for any additional questions, please contact our Bondholder Relations Department at +1 800 254 2826.
To change the address to which interest checks are delivered, an original letter of instructions requesting a change of address signed by the registered holder(s).
Send via insured mail to:
BNY Corporate Trust
Transfers/Redemptions
500 Ross Street, Suite 625
Pittsburgh, PA 15262
If you have questions:
Send an e-mail to:
ctopsfmtx@bnymellon.com
Call: +1 800 254 2826
If your U.S. Mail has been returned to BNY (whether it be check, statement or tax document) we are required to code your account as "lost." To release your account out of a "lost" status, please use the following directions:
1. Please submit an original letter of instructions requesting a release of Lost Holder Status and, if applicable include a change of address request, signed by all holders.
2. W-9 or W-8 Form — Be sure to use the IRS's most recent version, available at www.irs.gov/forms-instructions
Send via insured mail to:
BNY Corporate Trust
Transfers/Redemptions
500 Ross Street, Suite 625
Pittsburgh, PA 15262
If you have questions:
Send an e-mail to:
ctopsfmtx@bnymellon.com
Call: +1 800 254 2826
Due to the complexity and documentation requirements relative to Survivor Options or Lost Securities, BNY recommends that you contact us directly to inquire or discuss your specific situation at +1 800 254 2826.
If you have questions:
Send an e-mail to:
Survivor Options:
Distribution-Dallas@bnymellon.com
Lost Securities:
lost.certificates@bnymellon.com