EMEA Regulatory Information Archive

Effective 1st December 2021, following the implementation of PS21/20 “Changes to UK MiFID’s conduct and organisational requirements”, the requirement to produce RTS 27 and 28 Reports under UK MiFID rules is no longer in force. 

Here you will find our archived reports for:

MiFID II RTS 27 Reports

    MiFID II RTS 28 Reports - Professional Clients

      BNYM Capital Markets EMEA Limited ceased trading on 28th January 2020. Here you will find our archived reports. 

        MiFID II RTS 27 Reports

          MiFID II RTS 28 Reports - Professional Clients

            2019 FULL REPORTTOP FIVE
            VENUES
            BNY Capital Markets EMEA Limited
            Equities – Shares & Depositary Receipts – Not subject to tick size regime (Transmission) (PDF - 732 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Equities – Shares & Depositary Receipts, Tick size liquidity bands 1 and 2 (Transmission) (PDF - 731 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Equities – Shares & Depositary Receipts, Tick size liquidity bands 3 and 4 (Transmission) (PDF - 731 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Equities – Shares & Depositary Receipts, Tick size liquidity bands 5 and 6 (Transmission) (PDF - 732 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Structured finance instruments (Transmission) (PDF - 727 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Structured finance instruments (Execution) (PDF - 724 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Securitized Derivatives - Warrants and Certificate Derivatives (Transmission) (PDF - 725 KB)
            CSV (1 KB)
            BNY Capital Markets EMEA Limited
            Securitized Derivatives - Warrants and Certificate Derivatives  (Execution) (PDF - 722KB)
            CSV (3 KB)
            BNY Capital Markets EMEA Limited
            Securitized Derivatives - Other securitized derivatives (Transmission) (PDF - 728 KB)
            CSV (1 KB)
            BNY Capital Markets EMEA Limited
            Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) (Transmission) (PDF - 729 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) (Execution) (PDF - 725 KB)
            CSV (3 KB)
            BNY Capital Markets EMEA Limited
            Other instruments (Transmission) (PDF - 735 KB)
            CSV (3 KB)
            BNY Capital Markets EMEA Limited
            Other instruments (Execution) (PDF - 728 KB)
            CSV (3 KB)
            BNY Capital Markets EMEA Limited
            Bonds (Execution) (PDF - 741 KB)
            CSV (2 KB)
            BNY Capital Markets EMEA Limited
            Money Market Instruments (Execution) (PDF - 742 KB)
            CSV (2 KB)