The Bank of New York Mellon Securities Company Japan Ltd.

Basic Information

Company Name: The Bank of New York Mellon Securities Company Japan Ltd.

Type: Type I Financial Instruments Business Operator

Registration Number: Reregistered with the Director-General of the Kanto Local Finance Bureau of the Ministry of Finance (Kin-sho) No.147

Association Membership: Japan Securities Dealers Association

Regulatory Disclosures

Download Basic Policy of Fiduciary Duties

Download Trade Inducement Policy

Download Best Execution Policy

Download Conflict of Interest Management Policy

Download Basic Policy Against Anti-Social Forces

Download Financial ADR System Client Claim Dispute Handling Policies