Purpose of MIFIDPRU disclosure
The Financial Conduct Authority (“FCA” or “Regulator”) in its Prudential sourcebook for MiFID Investment Firms (“MIFIDPRU”) sets out the prudential requirements that apply to BNY Mellon Investment Management EMEA Limited (‘IM EMEA’ or ‘the Firm’).
Chapter 8 of MIFIDPRU sets out public disclosure obligations with which the Firm must comply, further to the prudential obligations.
This document relates specifically to IM EMEA, classified under MIFIDPRU as a Non-Small and non-interconnected investment firm. As such, MIFIDPRU 8 requires IM EMEA to disclose information on the following areas:
- Risk management objectives and policies
- Governance arrangements
- Own funds
- Own funds requirements
- Remuneration policies and practices
- Investment Policy
The purpose of these disclosures is to give stakeholders and market participants an insight into IM EMEA’s culture and data on its own funds and to allow them to assess the financial strength of the Firm.
This document has been prepared by IM EMEA in accordance with the requirements of MIFIDPRU 8. Unless otherwise stated, all figures are as at the 31 December 2024 financial year-end.