BNY INVESTMENTS
Legal entity, brand and regulatory information.
BNY INVESTMENTS
BNY Investments is one of the world’s leading investment management organizations, encompassing BNY’s affiliated investment management firms and global distribution companies. BNY is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the Corporation as a whole or its various subsidiaries generally.
Grand Duchy of Luxembourg
BNY Mellon Fund Management (Luxembourg) S.A.:
Registered Address:
Registered Number: R.C.S Luxembourg B [ ] (Corporate Capital: €[ ])
Ireland
Insight Investment Management (Europe) Limited:
Registered Address: Insight Investment, Riverside 2, Sir John Rogerson’s Quay, Dublin 2, D02 KV60
***Please Note New Office Address effective June 3, 2025: Insight Investment, THE SHIPPING OFFICE, 20-26 Sir John Rogerson's Quay, Dublin 2, D02 Y049
Registered Number [Company Registrations Office Code]: 581405
Regulatory Status Disclosure: Insight Investment Management (Europe) Limited is authorised and regulated by the Central Bank of Ireland.
United Kingdom
BNY Mellon Fund Managers Limited:
Registered Address: 160 Queen Victoria Street, London EC4V 4LA
Registered Number: 01998251
Regulatory Status Disclosure: Insight Investment Management Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN.
Trading names or doing business as names: BNY Mellon Fund Managers Limited
BNY Mellon Investment Management EMEA Limited:
Registered Address: 160 Queen Victoria Street, London EC4V 4LA
Registered Number: 01118580
Regulatory Status Disclosure: BNY Mellon Investment Management EMEA Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN.
Trading names or doing business as names: BNY Mellon Investment Management EMEA Limited, BNY Investments, BNY Investments EMEA, BNY Advisors International
Insight Investment International Limited:
Registered Address: 160 Queen Victoria Street, London EC4V 4LA
Registered Number: 03169281
Regulatory Status Disclosure: Insight Investment International Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN. It provides investment advisory services to Canadian-based clients and is registered as a Portfolio Manager and Commodity Trading Manager in various provinces in Canada.
Trading names or doing business as names: Insight Investment International Limited, Insight or Insight Investment
Insight Investment Management (Global) Limited:
Registered Address: 160 Queen Victoria Street, London EC4V 4LA
Registered Number: 00827982
Regulatory Status Disclosure: Insight Investment Management (Global) Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN.
Trading names or doing business as names: Insight Investment Management (Global) Limited, Insight or Insight Investment
Newton Investment Management Limited:
Registered Address: 160 Queen Victoria Street, London EC4V 4LA
Registered Number: 01371973
Regulatory Status Disclosure: Newton Investment Management Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN. It is also registered as an investment adviser with the US Securities and Exchange Commission.
NIM has availed itself of the International Adviser Exemption (“IAE”) in the following Canadian Provinces: Alberta, British Columbia, Ontario and Quebec and the foreign commodity trading advisor exemption in Ontario.
NIM can financial services to wholesale clients in Australia in reliance on ASIC Corporations (Repeal and Transitional) Instrument 2016/396, a copy of which is on the website of the Australian Securities and Investments Commission, www.asic.gov.au. The Instrument exempts entities that are authorised and regulated in the UK by the FCA, such as NIM, from the need to hold an Australian financial services license under the Corporations Act 2001 for certain financial services provided to Australian wholesale clients on certain conditions.
Trading names or doing business as names: BNY Investments Newton, Newton Investment Management or Newton
Walter Scott & Partners Limited:
Registered Address: One, Charlotte Square, Edinburgh, EH2 4DR, Scotland
Registered Number: SC093685
Regulatory Status Disclosure: Walter Scott & Partners Limited is authorised and regulated in the UK by the Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN. It is also registered as an investment adviser with the US Securities and Exchange Commission and registered with the Financial Sector Conduct Authority (FSCA) in South Africa.
Walter Scott is registered as an Exempt Market Dealer (EMD) in all Canadian provinces. We also have filed for and rely on the International Adviser Exemption (IAE) in these same provinces with the exception of Prince Edward Island, and rely on the International Sub-Adviser Exemption (ISAE) in certain provinces.
Trading names or doing business as names: Walter Scott & Partners Limited or Walter Scott
United States
Personnel of certain BNY affiliates may act as: (i) registered representatives of BNY Mellon Securities Corporation (in its capacity as a registered broker-dealer) to offer securities, (ii) officers of the Bank of New York Mellon (a New York chartered bank) to offer bank-maintained collective investment funds, (iii) BNY Mellon Securities Corporation (in its capacity as a registered investment adviser) to offer separately managed accounts managed by BNY Investment Firms, and (iv) representatives of a division of BNY Mellon Securities Corporation in its capacity as a distributor.
BNY Mellon Securities Corporation:
Principal Office and Place of Business: 240 Greenwich Street, New York, New York 10286-0001, United States
Regulatory Status Disclosure: Registered as an investment adviser with the US Securities and Exchange Commission and as an introducing broker with the National Futures Association and Commodity Futures Trading Commission. Member of FINRA.
Trading names or doing business as names: BNY Mellon Securities Corporation
Insight North America LLC:
Principal Office and Place of Business: 200 Park Avenue, 7th Floor, New York, New York 10166-0005, United States
Regulatory Status Disclosure: Registered as an investment adviser with the US Securities and Exchange Commission and as a Commodity Trading Advisor and Commodity Pool Operator with the National Futures Association and Commodity Futures Trading Commission.
Trading names or doing business as names: Insight North America LLC, Insight or Insight Investment
Mellon Investments Corporation:
Principal Office and Place of Business: 500 Ross Street, Pittsburgh, Pennsylvania 15258, United States
Regulatory Status Disclosure: Mellon Investments Corporation is registered as an investment adviser with the SEC and as a Commodity Trading Advisor with the National Futures Association and Commodity Futures Trading Commission. It is composed of two divisions. Firstly, a division that specializes in index management under the corporate brand “BNY Investments Mellon” or “Mellon”. Secondly, a division that specializes in cash management and short duration strategies under the corporate brand “BNY Investments Dreyfus” or “Dreyfus”. Securities are offered through BNY Mellon Securities Corporation (BNYMSC), a registered broker-dealer and affiliate of MIC.
Newton Investment Management North America LLC:
Principal Office and Place of Business: One Boston Place, Boston, Massachusetts, 02108-4408, United States
Regulatory Status Disclosure: Registered as an investment adviser registered with the SEC and as a Commodity Trading Advisor and Commodity Pool Operator and a member the National Futures Association and Commodity Futures Trading Commission. NIMNA has availed itself of the IAE in the following Canadian Provinces: Alberta, British Columbia, Ontario and Manitoba and the foreign commodity trading advisor exemption in Ontario. The IAE is in compliance with National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations.
APAC
Newton Investment Management Japan Ltd
Principal Office and Place of Business: Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo, 100-0005, Japan
Regulatory Status Disclosure: Registered as an investment manager with the register number “The Director-General of Kanto Local Finance Bureau (FIBO) No. 3357”, authorised and regulated by the Japan Financial Services Agency (JFSA).