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BNY INVESTMENTS

Legal entity, brand and regulatory information

BNY Investments is one of the world’s leading investment management organizations, encompassing BNY’s affiliated investment management firms and global distribution companies. BNY is the corporate brand of The Bank of New York Mellon Corporation and may be used to reference the corporation as a whole and/or its various subsidiaries generally.
 

Grand Duchy of Luxembourg

BNY Mellon Fund Management (Luxembourg) S.A.:

  • Registered address: 2-4 rue Eugène Ruppert, Vertigo Building – Polaris, L-2453 Luxembourg.
  • Registered number: R.C.S Luxembourg B28166.
  • Regulatory status disclosure: BNY Mellon Fund Management (Luxembourg) S.A. is regulated by the Commission de Surveillance du Secteur Financier (CSSF) in Luxembourg.
     

Ireland

Insight Investment Management (Europe) Limited:

  • Registered Address: Insight Investment, The Shipping Office, 20-26 Sir John Rogerson's Quay, Dublin 2, D02 Y049.
  • Registered number (Company Registrations Office Code): 581405.
  • Regulatory status disclosure: Insight Investment Management (Europe) Limited is authorised and regulated by the Central Bank of Ireland.
     

Switzerland

BNY Mellon Investments Switzerland GmbH: 

  • Registered address: Bärengasse 29, CH-8001 Zürich, Switzerland.


United Kingdom

BNY Mellon Fund Managers Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 01998251.
  • Regulatory status disclosure: BNY Mellon Fund Managers Limited is authorised and regulated in the UK by the Financial Conduct Authority.
  • Trading names or doing business as names: BNY Mellon Fund Managers Limited.

BNY Mellon Investment Management EMEA Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 01118580.
  • Regulatory status disclosure: BNY Mellon Investment Management EMEA Limited is authorised and regulated in the UK by the Financial Conduct Authority.
  • Trading names or doing business as names: BNY Mellon Investment Management EMEA Limited, BNY Investments, BNY Investments EMEA or BNY Advisors International.

BNY Mellon Investment Management Europe Holdings Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 08312487.

Insight Investment International Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 03169281.
  • Regulatory status disclosure: Insight Investment International Limited is authorised and regulated in the UK by the Financial Conduct Authority. Insight Investment International Limited provides investment advisory services to Canadian-based clients and is registered as a Portfolio Manager and Commodity Trading Manager in various provinces in Canada.
  • Trading names or doing business as names: Insight Investment International Limited, Insight or Insight Investment.

Insight Investment Management (Global) Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 00827982.
  • Regulatory status disclosure: Insight Investment Management (Global) Limited is authorised and regulated in the UK by the Financial Conduct Authority.
  • Trading names or doing business as names: Insight Investment Management (Global) Limited, Insight or Insight Investment.

Newton Investment Management Limited:

  • Registered address: 160 Queen Victoria Street, London, EC4V 4LA.
  • Registered number: 01371973.
  • Regulatory status disclosure: Newton Investment Management Limited is authorised and regulated in the UK by the Financial Conduct Authority. Newton Investment Management Limited is also registered as an investment adviser with the US Securities and Exchange Commission. Newton Investment Management Limited has availed itself of the International Adviser Exemption (“IAE”) in the following Canadian provinces: Alberta, British Columbia, Ontario and Quebec and the foreign commodity trading advisor exemption in Ontario. Newton Investment Management Limited can provide financial services to wholesale clients in Australia in reliance on ASIC Corporations (Repeal and Transitional) Instrument 2016/396, a copy of which is on the website of the Australian Securities and Investments Commission, www.asic.gov.au. The Instrument exempts entities that are authorised and regulated in the UK by the Financial Conduct Authority, such as Newton Investment Management Limited, from the need to hold an Australian financial services license under the Corporations Act 2001 for certain financial services provided to Australian wholesale clients on certain conditions.
  • Trading names or doing business as names: BNY Investments Newton, Newton Investment Management or Newton.

Walter Scott & Partners Limited:

  • Registered address: One Charlotte Square, Edinburgh, EH2 4DR, Scotland.
  • Registered number: SC093685.
  • Regulatory status disclosure: Walter Scott & Partners Limited is authorised and regulated in the UK by the Financial Conduct Authority. Walter Scott & Partners Limited is also registered as an investment adviser with the US Securities and Exchange Commission and registered with the Financial Sector Conduct Authority (FSCA) in South Africa. Walter Scott & Partners Limited is registered as an Exempt Market Dealer (EMD) in all Canadian provinces. Walter Scott & Partners Limited has also filed for and relies on the International Adviser Exemption (IAE) in these same provinces with the exception of Prince Edward Island, and relies on the International Sub-Adviser Exemption (ISAE) in certain provinces.
  • Trading names or doing business as names: Walter Scott & Partners Limited or Walter Scott.
     

United States

Personnel of certain BNY affiliates may act as: (i) registered representatives of BNY Mellon Securities Corporation (in its capacity as a registered broker-dealer) to offer securities, (ii) officers of the Bank of New York Mellon (a New York chartered bank) to offer bank-maintained collective investment funds, (iii) BNY Mellon Securities Corporation (in its capacity as a registered investment adviser) to offer separately managed accounts managed by BNY Investment Firms, and (iv) representatives of a division of BNY Mellon Securities Corporation in its capacity as a distributor.

BNY Mellon Securities Corporation:

  • Principal office and place of business: 240 Greenwich Street, New York, New York 10286-0001, United States.
  • Regulatory status disclosure: BNY Mellon Securities Corporation is registered as an investment adviser with the US Securities and Exchange Commission and as an introducing broker with the National Futures Association and Commodity Futures Trading Commission. BNY Mellon Securities Corporation is a member of FINRA.
  • Trading names or doing business as names: BNY Mellon Securities Corporation.

Insight North America LLC:

  • Principal office and place of business: 200 Park Avenue, 7th Floor, New York, New York 10166-0005, United States.
  • Regulatory status disclosure: Insight North America LLC is registered as an investment adviser with the US Securities and Exchange Commission and as a Commodity Trading Advisor and Commodity Pool Operator with the National Futures Association and Commodity Futures Trading Commission.
  • Trading names or doing business as names: Insight North America LLC, Insight or Insight Investment.

Mellon Investments Corporation:

  • Principal office and place of business: 500 Ross Street, Pittsburgh, Pennsylvania 15258, United States.
  • Regulatory status disclosure: Mellon Investments Corporation is registered as an investment adviser with the US Securities and Exchange Commission and as a Commodity Trading Advisor with the National Futures Association and Commodity Futures Trading Commission. Mellon Investments Corporation is composed of two divisions. Firstly, a division that specializes in index management under the corporate brand “BNY Investments Mellon” or “Mellon”. Secondly, a division that specializes in cash management and short duration strategies under the corporate brand “BNY Investments Dreyfus” or “Dreyfus”. Securities are offered through BNY Mellon Securities Corporation (BNYMSC), a registered broker-dealer and affiliate of Mellon Investments Corporation.

Newton Investment Management North America LLC:

  • Principal office and place of business: One Boston Place, Boston, Massachusetts, 02108-4408, United States.
  • Regulatory status disclosure: Newton Investment Management North America LLC is registered as an investment adviser with the US Securities and Exchange Commission and as a Commodity Trading Advisor and Commodity Pool Operator and a member the National Futures Association and Commodity Futures Trading Commission. Newton Investment Management North America LLC has availed itself of the International Adviser Exemption (IAE) in the following Canadian provinces: Alberta, British Columbia, Ontario and Manitoba and the foreign commodity trading advisor exemption in Ontario. The IAE is in compliance with National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations.

BNY Mellon Advisors, Inc.

  • Principal Office and Place of Business: 200 Park Avenue, New York, New York 10166, United States
  • Regulatory Status Disclosure: Registered as an investment adviser with the US Securities and Exchange Commission
  • Trading names or doing business as names: BNY Mellon Advisors, Inc.


Hong Kong

BNY Mellon Investment Management Hong Kong Limited:

  • Principal office and place of business: Level 25, Three Pacific Place, 1 Queen’s Road East, Hong Kong.
  • Regulatory status disclosure: BNY Mellon Investment Management Hong Kong Limited is registered with the Securities and Futures Commission (Central Entity Number: AQI762).
     

Singapore

BNY Mellon Investment Management Singapore Pte. Limited:

  • Principal office and place of business: 7 Straits View, #27-01, Marina One East Tower, Singapore 018936.
  • Registered number: 201230427E.
  • Regulatory status disclosure: BNY Mellon Investment Management Singapore Pte. Limited is regulated by the Monetary Authority of Singapore (MAS).
     

Japan

BNY Mellon Investment Management Japan Limited:

  • Principal office and place of business: Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-0005, Japan.
  • Registered number: Kanto Regional Finance Bureau (FIBO) No. 406
  • Regulatory status disclosure: BNY Mellon Investment Management Japan Limited is authorised and regulated by the Financial Services Agency in Japan.
     

South Korea

BNY Mellon Investment Management Korea Limited

  • Principal office and place of business: 29F, One IFC, 10 Gukjegeumyung-ro Yeongdeungpo-gu Seoul 07326 South Korea
  • Registered number: 110111-4246016 (Corporate Registration Number)
  • Regulatory status disclosure: BNY Mellon IM Korea is regulated by the Financial Services Commission in South Korea.
     

Brazil

ARX Investimentos Ltda:

  • Principal office and place of business: ARX Investimentos Ltda., Av. Borges de Medeiros, 633, 4th floor, Rio de Janeiro, RJ, Brazil, CEP 22430-041. 
  • Registered number (CNPJ): 03.168.062/0001-03.
  • Regulatory status disclosure: Authorized and regulated by the Brazilian Securities and Exchange Commission (CVM)


1821050 Exp: 15 January 2027

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